A successful and rapidly growing RIA firm is seeking to hire a New Business Specialist for their office in Westbrook, CT. This individual will be part of the operations team supporting financial advisors in wealth management and their clients. Must have 3+ years of experience processing new business paperwork.
Responsibilities
- Meet with clients and prepare paperwork as directed
- submit applications to carrier
- Follow up on pending transfers
- Communicate with clients regarding activity of their accounts
- Provide assistance to the Client Service Representative as needed
Qualifications
- Minimum of 3 years experience processing paperwork for financial advisors
- Computer Skills: MS Office (excel spreadsheets)
- Quickbooks
- Strong organizational skills
- A high level of integrity
- Familiarity with financial products such as life and annuities
- Minimum two-year college degree (four-year preferred) in business, finance or other related fields
Full-time salaried position, including an excellent employee benefits package and profit sharing
Job Features
Job Category | New Business Specialist |
Registered Investment Advisory Firm located in Fort Lauderdale, FL seeks local area full-time Brokerage Manager with 5+ years of experience in Life Insurance.
Duties include, but not limited to:
- Contacting individual broker
- Help write business with the company
- Work with existing clients
- Finding new opportunities
Required Skills and Qualifications
- Must have an active network of brokers to write business with
Job Highlights
- Compensation, negotiable based on experince
- Salary plus commission and overrides
Job Features
Job Category | Management/Leadership |
A rapidly growing independent RIA firm in Huntsville, AL is seeking a Service Advisor to join their team and take over an existing book of business.
Job Responsibilities:
- Work with existing clients
- Client reviews
- Portfolio analysis
- Re-balancing
- Finding new opportunities within the existing book
- Opportunity to work with new clients
Job Highlights:
- Existing marketing initiatives to attract new clients
- Strong compensation plan—salary plus bonus on revenue
- Full benefits
- Growth potential within the firm
- 3-5 years of experience preferred
- Series 65 preferred
Job Features
Job Category | Administration/Support, Financial Advisor Opportunities |
A successful independent RIA firm is seeking a Financial Advisor in the Davenport, IA area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call.
Job Highlights:
- Proven marketing system provided to the advisor
- No prospecting needed
- No cold calling
- Just meet with candidates and close business!
Job Features
Job Category | Financial Advisor Opportunities |
A rapidly growing independent RIA firm in Westbrook, CT is seeking a Service Advisor to join their team and take over an existing book of business.
Job Responsibilities:
- Work with existing clients
- Client reviews
- Portfolio analysis
- Re-balancing
- Finding new opportunities within the existing book
- Opportunity to work with new clients
Job Highlights:
- Existing marketing initiatives to attract new clients
- Strong compensation plan—salary plus bonus on revenue
- Full benefits
- Growth potential within the firm
- 3-5 years of experience preferred
- CFP is a plus
- Series 65 preferred
Job Features
Job Category | Financial Advisor Opportunities, Management/Leadership |
A successful independent RIA firm is seeking a Financial Advisor in the Simpsonville, SC area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call.
Job Highlights:
- Proven marketing system provided to the advisor
- No prospecting needed
- No cold calling
- Just meet with candidates and close business!
Job Features
Job Category | Financial Advisor Opportunities, Management/Leadership |
A successful independent RIA firm is seeking a Financial Advisor in the Dublin, OH area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call.
Job Highlights:
- Proven marketing system provided to the advisor
- No prospecting needed
- No cold calling
- Just meet with candidates and close business!
Job Features
Job Category | Financial Advisor Opportunities, Management/Leadership |
A rapidly growing FMO/IMO company in the Fort Lauderdale, FL area is looking for a licensing coordinator to join their team. This individual will perform a wide variety of administrative duties to support the licensing and contracting of financial advisors who join the company.
Job Responsibilities
- Coordinate with recruiting department to obtain all necessary required documents from new recruits in order to appoint them with selected insurance carriers.
- Process and ensure the accuracy of all insurance appointment paperwork.
- Monitor progress of appointments and completion of the recruits’ required training for the various insurance carriers.
- Maintain detailed weekly report for management that addresses individual agent licensing progress along with reasons for any delays.
- Serve as liaison to internal agents, updating state license information and providing them with product training instructions, notification of deadlines for state license renewals, E&O Insurance and Anti-Money Laundering requirements.
- Support both internal and external advisors’ requests regarding licensing/contracting issues.
- This person may also be responsible for additional projects and duties as periodically assigned.
Job Qualifications
- Contracting experience with insurance carriers and financial advisors is required.
- Knowledge of field marketing organizations and hierarchy
- Excellent organizational skills and attention to detail
- Highly organized, detail-oriented with good follow-through habits
- Dependable, professional, and accurate
- Strong service orientation/good listening skills, patience, and creativity
- Proactive in problem solving
- Strong computer skills (minimum Outlook, Word, Excel)
- Confident and effective communication skills
- College education
Benefits
- Health/Dental/Vison
- Life insurance/Short and Long-Term Disability
- Paid time off
- 401K
Job Features
Job Category | Miscellaneous |
A successful independent RIA firm is seeking a Financial Advisor in the Lincolnshire, IL area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call.
Job Highlights:
- Proven marketing system provided to the advisor
- No prospecting needed
- No cold calling
- Just meet with candidates and close business!
Job Features
Job Category | Financial Advisor Opportunities |
A successful independent RIA firm is seeking a Financial Advisor in the Clear Lake, IA area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call.
Job Highlights:
- Proven marketing system provided to the advisor
- No prospecting needed
- No cold calling
- Just meet with candidates and close business!
Job Features
Job Category | Financial Advisor Opportunities |
One of the fastest growing independent RIA firms in the country is seeking a Client Service Representative for their office in the Woodcliff, NJ area. This individual would work with an existing book of business with the support of a successful firm and marketing system.
Job Responsibilities and Qualifications
- Work with existing clients of the firm
- Client reviews
- Portfolio analysis
- Re-balancing
- Look for other sales opportunities within the existing book
- 65 required
Job Features
Job Category | Administration/Support, Financial Advisor Opportunities |
A successful financial services firm in the Fort Lauderdale, FL area is seeking an appointment setter. This position includes sales, business development, event facilitation, calendar management, and appointment setting.
Job Responsibilities:
- Preparing and setting up for workshops
- Confirming with attendees for workshop attendance
- Facilitating workshops, ensuring they run smoothly
- Following up after workshops, calling attendees to schedule appointments with advisors
- Much of the day spent on the phone
Job Requirements:
- Strong communication skills, both written and verbal
- Attention to detail
- Ability to build rapport with clients
- Strong sense of follow through
- Proficiency in MS Suite, Internet Applications
- CRM experience
- Task prioritization
- Office experience
- Ambition to grow
- Associates degree or bachelor’s degree
Salary is dependent on experience, plus bonus.
*Note: This is not a marketing position in the creative sense, as in digital marketing or social media, but rather a well-planned system to drive business to the firm, requiring the right candidate to implement the system.
Job Features
Job Category | Marketing |
A successful financial services firm in the Chattanooga, TN area is seeking an appointment setter. This position includes sales, business development, event facilitation, calendar management, and appointment setting.
Job Responsibilities:
- Preparing and setting up for workshops
- Confirming with attendees for workshop attendance
- Facilitating workshops, ensuring they run smoothly
- Following up after workshops, calling attendees to schedule appointments with advisors
- Much of the day spent on the phone
Job Requirements:
- Strong communication skills, both written and verbal
- Attention to detail
- Ability to build rapport with clients
- Strong sense of follow through
- Proficiency in MS Suite, Internet Applications
- CRM experience
- Task prioritization
- Office experience
- Ambition to grow
- Associates degree or bachelor’s degree
Salary is dependent on experience, plus bonus.
*Note: This is not a marketing position in the creative sense, as in digital marketing or social media, but rather a well-planned system to drive business to the firm, requiring the right candidate to implement the system.
Job Features
Job Category | Marketing |
A successful financial services firm in the Huntsville, AL area is seeking an appointment setter. This position includes sales, business development, event facilitation, calendar management, and appointment setting.
Job Responsibilities:
- Preparing and setting up for workshops
- Confirming with attendees for workshop attendance
- Facilitating workshops, ensuring they run smoothly
- Following up after workshops, calling attendees to schedule appointments with advisors
- Much of the day spent on the phone
Job Requirements:
- Strong communication skills, both written and verbal
- Attention to detail
- Ability to build rapport with clients
- Strong sense of follow through
- Proficiency in MS Suite, Internet Applications
- CRM experience
- Task prioritization
- Office experience
- Ambition to grow
- Associates degree or bachelor’s degree
Salary is dependent on experience, plus bonus.
*Note: This is not a marketing position in the creative sense, as in digital marketing or social media, but rather a well-planned system to drive business to the firm, requiring the right candidate to implement the system.
Job Features
Job Category | Marketing |
One of the fastest growing independent RIA firms in the country is seeking a Client Service Representative for their office in the Portland, OR area. This individual would work with an existing book of business with the support of a successful firm and marketing system.
Job Responsibilities and Qualifications
- Work with existing clients of the firm
- Client reviews
- Portfolio analysis
- Re-balancing
- Look for other sales opportunities within the existing book
- 65 required
Job Features
Job Category | Administration/Support, Financial Advisor Opportunities |