A successful and rapidly growing RIA firm is seeking to hire a New Business Specialist for their office in Westbrook, CT. This individual will be part of the operations team supporting financial advisors in wealth management and their clients. Must have 3+ years of experience processing new business paperwork.

Responsibilities

• Meet with clients and prepare paperwork as directed
• submit applications to carrier
• Follow up on pending transfers
• Communicate with clients regarding activity of their accounts
• Provide assistance to the Client Service Representative as needed

Qualifications

• Minimum of 3 years experience processing paperwork for financial advisors
• Computer Skills: MS Office (excel spreadsheets)
• Quickbooks
• Strong organizational skills
• A high level of integrity
• Familiarity with financial products such as life and annuities
• Minimum two-year college degree (four-year preferred) in business, finance or other related fields

Full-time salaried position, including an excellent employee benefits package and profit sharing

Registered Investment Advisory Firm located in Fort Lauderdale, FL seeks local area full-time Brokerage Manager with 5+ years of experience in Life Insurance.

Duties include, but not limited to:

• Contacting individual broker
• Help write business with the company
• Work with existing clients
• Finding new opportunities

Required Skills and Qualifications

• Must have an active network of brokers to write business with

Job Highlights

• Compensation, negotiable based on experince
• Salary plus commission and overrides

A rapidly growing independent RIA firm in Huntsville, AL is seeking a Service Advisor to join their team and take over an existing book of business.

Job Responsibilities:

• Work with existing clients
• Client reviews
• Portfolio analysis
• Re-balancing
• Finding new opportunities within the existing book
• Opportunity to work with new clients

Job Highlights:

• Existing marketing initiatives to attract new clients
• Strong compensation plan—salary plus bonus on revenue
• Full benefits
• Growth potential within the firm
• 3-5 years of experience preferred
• Series 65 preferred

A successful independent RIA firm is seeking a Financial Advisor in the Davenport, IA area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call. 

Job Highlights:

• Proven marketing system provided to the advisor
• No prospecting needed
• No cold calling
• Just meet with candidates and close business!

A rapidly growing independent RIA firm in Westbrook, CT is seeking a Service Advisor to join their team and take over an existing book of business.

Job Responsibilities:

• Work with existing clients
• Client reviews
• Portfolio analysis
• Re-balancing
• Finding new opportunities within the existing book
• Opportunity to work with new clients

Job Highlights:

• Existing marketing initiatives to attract new clients
• Strong compensation plan—salary plus bonus on revenue
• Full benefits
• Growth potential within the firm
• 3-5 years of experience preferred
• CFP is a plus
• Series 65 preferred

A successful independent RIA firm is seeking a Financial Advisor in the Simpsonville, SC area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call. 

Job Highlights:

• Proven marketing system provided to the advisor
• No prospecting needed
• No cold calling
• Just meet with candidates and close business!

A successful independent RIA firm is seeking a Financial Advisor in the Dublin, OH area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call. 

Job Highlights:

• Proven marketing system provided to the advisor
• No prospecting needed
• No cold calling
• Just meet with candidates and close business!

A rapidly growing FMO/IMO company in the Fort Lauderdale, FL area is looking for a licensing coordinator to join their team. This individual will perform a wide variety of administrative duties to support the licensing and contracting of financial advisors who join the company.

Job Responsibilities

• Coordinate with recruiting department to obtain all necessary required documents from new recruits in order to appoint them with selected insurance carriers.
• Process and ensure the accuracy of all insurance appointment paperwork.
• Monitor progress of appointments and completion of the recruits’ required training for the various insurance carriers.
• Maintain detailed weekly report for management that addresses individual agent licensing progress along with reasons for any delays.
• Serve as liaison to internal agents, updating state license information and providing them with product training instructions, notification of deadlines for state license renewals, E&O Insurance and Anti-Money Laundering requirements.
• Support both internal and external advisors’ requests regarding licensing/contracting issues.
• This person may also be responsible for additional projects and duties as periodically assigned.

Job Qualifications

• Contracting experience with insurance carriers and financial advisors is required.
• Knowledge of field marketing organizations and hierarchy
• Excellent organizational skills and attention to detail
• Highly organized, detail-oriented with good follow-through habits
• Dependable, professional, and accurate
• Strong service orientation/good listening skills, patience, and creativity
• Proactive in problem solving
• Strong computer skills (minimum Outlook, Word, Excel)
• Confident and effective communication skills
• College education

Benefits

• Health/Dental/Vison
• Life insurance/Short and Long-Term Disability
• Paid time off
• 401K

A successful independent RIA firm is seeking a Financial Advisor in the Lincolnshire, IL area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call.  

Job Highlights:

• Proven marketing system provided to the advisor
• No prospecting needed
• No cold calling
• Just meet with candidates and close business!

A successful independent RIA firm is seeking a Financial Advisor in the Clear Lake, IA area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call.  

Job Highlights:

• Proven marketing system provided to the advisor
• No prospecting needed
• No cold calling
• Just meet with candidates and close business!

One of the fastest growing independent RIA firms in the country is seeking a Client Service Representative for their office in the Woodcliff, NJ area. This individual would work with an existing book of business with the support of a successful firm and marketing system.

Job Responsibilities and Qualifications

• Work with existing clients of the firm
• Client reviews
• Portfolio analysis
• Re-balancing
• Look for other sales opportunities within the existing book
• 65 required

A successful financial services firm in the Fort Lauderdale, FL area is seeking an appointment setter. This position includes sales, business development, event facilitation, calendar management, and appointment setting.

Job Responsibilities:

• Preparing and setting up for workshops
• Confirming with attendees for workshop attendance
• Facilitating workshops, ensuring they run smoothly
• Following up after workshops, calling attendees to schedule appointments with advisors
• Much of the day spent on the phone

Job Requirements:

• Strong communication skills, both written and verbal
• Attention to detail
• Ability to build rapport with clients
• Strong sense of follow through
• Proficiency in MS Suite, Internet Applications
• CRM experience
• Task prioritization
• Office experience
• Ambition to grow
• Associates degree or bachelor’s degree

Salary is dependent on experience, plus bonus.

*Note: This is not a marketing position in the creative sense, as in digital marketing or social media, but rather a well-planned system to drive business to the firm, requiring the right candidate to implement the system.

A successful financial services firm in the Chattanooga, TN area is seeking an appointment setter. This position includes sales, business development, event facilitation, calendar management, and appointment setting.

Job Responsibilities:

• Preparing and setting up for workshops
• Confirming with attendees for workshop attendance
• Facilitating workshops, ensuring they run smoothly
• Following up after workshops, calling attendees to schedule appointments with advisors
• Much of the day spent on the phone

Job Requirements:

• Strong communication skills, both written and verbal
• Attention to detail
• Ability to build rapport with clients
• Strong sense of follow through
• Proficiency in MS Suite, Internet Applications
• CRM experience
• Task prioritization
• Office experience
• Ambition to grow
• Associates degree or bachelor’s degree

Salary is dependent on experience, plus bonus.

*Note: This is not a marketing position in the creative sense, as in digital marketing or social media, but rather a well-planned system to drive business to the firm, requiring the right candidate to implement the system.

A successful financial services firm in the Huntsville, AL area is seeking an appointment setter. This position includes sales, business development, event facilitation, calendar management, and appointment setting.

Job Responsibilities:

• Preparing and setting up for workshops
• Confirming with attendees for workshop attendance
• Facilitating workshops, ensuring they run smoothly
• Following up after workshops, calling attendees to schedule appointments with advisors
• Much of the day spent on the phone

Job Requirements:

• Strong communication skills, both written and verbal
• Attention to detail
• Ability to build rapport with clients
• Strong sense of follow through
• Proficiency in MS Suite, Internet Applications
• CRM experience
• Task prioritization
• Office experience
• Ambition to grow
• Associates degree or bachelor’s degree

Salary is dependent on experience, plus bonus.

*Note: This is not a marketing position in the creative sense, as in digital marketing or social media, but rather a well-planned system to drive business to the firm, requiring the right candidate to implement the system.

One of the fastest growing independent RIA firms in the country is seeking a Client Service Representative for their office in the Portland, OR area. This individual would work with an existing book of business with the support of a successful firm and marketing system.

Job Responsibilities and Qualifications

• Work with existing clients of the firm
• Client reviews
• Portfolio analysis
• Re-balancing
• Look for other sales opportunities within the existing book
• 65 required