A leading wealth management firm is seeking a New Business Processor to join their team.

Performance Objectives:

• Meet with clients and prepare paperwork as directed by the agent.
• Complete and double check all paperwork for items that need to be added, signatures, initials, dates, etc.
• Submit applications to carrier with client’s check, rollover paperwork, or transfer paperwork and most recent statements.
• Follow up on all pending transfers by checking carrier website or contacting the companies directly.
• Frequently communicate with clients regarding the activity of their accounts that are getting established.
• Provide backup for the Client Service Representative as needed.
• Process trades on brokerage accounts (as instructed by securities licensed advisor).

Skills and Qualifications:

• A minimum of 3 years’ experience in Wealth Management Firm, processing paperwork for advisors in Wealth Management.
• Must have 3 plus years’ experience processing new business paperwork/assorted paperwork related to financial advising.