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New Business Processor

Bartonsville, PA
Posted 3 weeks ago

A leading wealth management firm is seeking a New Business Processor to join their team.

Performance Objectives:

  • Meet with clients and prepare paperwork as directed by the agent.
  • Complete and double check all paperwork for items that need to be added, signatures, initials, dates, etc.
  • Submit applications to carrier with client’s check, rollover paperwork, or transfer paperwork and most recent statements.
  • Follow up on all pending transfers by checking carrier website or contacting the companies directly.
  • Frequently communicate with clients regarding the activity of their accounts that are getting established.
  • Provide backup for the Client Service Representative as needed.
  • Process trades on brokerage accounts (as instructed by securities licensed advisor).

Skills and Qualifications:

  • A minimum of 3 years’ experience in Wealth Management Firm, processing paperwork for advisors in Wealth Management.
  • Must have 3 plus years’ experience processing new business paperwork/assorted paperwork related to financial advising.

Job Features

Job CategoryAdministration/Support

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