We are seeking a dedicated Paraplanner and New Business Processor to join our dynamic financial services team. This role involves supporting financial advisors by preparing comprehensive client proposals, ensuring compliance with regulatory standards, and processing new business applications efficiently. The ideal candidate will possess strong technical accounting skills, a solid understanding of investment management, and an ability to navigate complex financial concepts. This position offers an opportunity to contribute to a collaborative environment focused on delivering exceptional client service and maintaining rigorous compliance standards. Key Responsibilities:

• Assist financial advisors in preparing detailed financial plans and investment proposals aligned with client goals
• Process new business applications accurately, ensuring all documentation complies with relevant regulations and internal policies
• Conduct thorough due diligence to verify client information and assess potential risks, including fraud prevention and detection measures
• Maintain up-to-date knowledge of securities law, GAAP (Generally Accepted Accounting Principles), and regulatory reporting requirements
• Support the onboarding process by coordinating with clients, custodians, and third-party providers to facilitate smooth account setup
• Prepare and review client reports, financial analysis, and documentation for accuracy and completeness
• Ensure adherence to SOX (Sarbanes-Oxley Act) controls and internal audit standards throughout processing activities
• Utilize financial software tools for data entry, transaction processing, and reporting purposes
• Collaborate with compliance teams to ensure all activities meet governmental accounting standards and industry regulations
• Assist in identifying process improvements to enhance efficiency and accuracy in new business processing